Monday, January 27, 2020
Law Of Evidence Analysis Of Similar Fact Evidence Law Essay
Law Of Evidence Analysis Of Similar Fact Evidence Law Essay The law of evidence is a system under which facts are used to determine the rights and liabilities of the parties. Evidence proves the existence of facts in issue or infers them from related facts. One of the fundamental considerations of criminal evidence law is the balance of justice to the accused against wrongful convictions, ensuring a fair trial and fairness to the victim. Since stakes in criminal trials are generally high, prosecution would have to prove the accuseds guilt beyond a reasonable doubt. Since similar fact evidence as evinced in sà 11(b), 14 and 15 of the Evidence Act(EA) can be highly prejudicial to the accused, and yet play an important role in proving culpability, it should be reformed to clarify its scope of application under the EA and reflect the common laws prejudicial propensity balancing test. 2. Similar Fact Evidence A. Background Similar fact evidence is not directly connected to the case but is admitted to prove the existence of facts in issue due to its general similitude.The worry that the trier of facts would convict the accused based solely on evidence of prior conduct has generally led to the inadmissibility of such evidence in the trial as this is severely prejudicial. This concern is amplified in bench trials. Studies have suggested that judges were as influenced as laypersons when exposed to inadmissible evidence, such as prior convictions, even when they held that these evidences were inadmissible.à [6]à This is despite strong confidence in the judges ability to remain neutral to the inadmissible facts.à [7]à Hence, the accuseds past similar offence or behaviour is inadmissible as similar fact evidence based on pure propensity reasoning would colour the courts ability to assess the evidence [objectively].à [8]à Nonetheless, the mere prejudicial effect of such evidence does not render it inadmissible. It may be highly relevant, especially when such evidence is used to determine whether the acts in question were deliberate or to rebut a defence that could have been available.à [9]à B. EA Under sà 5 of the EA, a fact is only relevant if it falls within one of the relevancy provisionsà [10]à stated in sà 6 to sà 10 of the EA. These provisions govern specifically the facts in issue, i.e. determinant facts that would decide whether the accused is guilty according to the substantive law governing that offence.In addition, sà 11(b) was enacted to be the residuary category for the relevancy provisions. In contrast, similar fact evidence is primarily administrated by sà 14 and sà 15 as it is concerned with conduct that is merely similar in nature to those facts in issueà [13]à . sà 14 is applicable only when the state of mind of the accused is in issue. Similar fact evidence is admissible to prove mens rea or to rebut the defence of good faith.à [14]à sà 15 deals with similar fact evidence that forms a series of similar occurrences to prove the mens rea of the accused,à [15]à and enables the prosecution to produce evidence to rebut a potential defence otherwise open to the accused.à [16]à Admission of similar fact evidence under the EA is based on a categorization approachà [17]à , where such evidence is admissible pursuant to the exceptions stated in the EAà [18]à . Hence, similar fact evidence should only be admissible to prove the mens rea of the accused under sà 14 and 15.à [19]à Significantly, Singapore, India, Malaysia and Sri Lanka have identical sà 11, 14 and 15 provisions in their respective Evidence enactments. With the exception of the Indian Evidence Actà [20]à , the three sections have not been amended since the 19th century.à [21]à C. Case Law Interpretation of Similar Fact Evidence in EA Singapore courts have not strictly adhered to the draftmans intention in recent cases.à [22]à The court has incorporated common laws balancing testà [23]à where the judge would balance between the probative and prejudicial effect of the similar fact evidence.à [24]à In Lee Kwang Peng v PPà [25]à , scope of similar fact evidence was extended to prove actus reus. Pursuant to sà 11(b), the court was of the view that the section embodiedà [26]à the balancing test. Hence, similar fact evidence is admissible to prove both mens reas and actus reus.à [27]à Although readily admitting that this would be contrary to the draftsmans intention, then Chief Justice Yong held that the EA should be a facilitative statute rather than a mere codification of Stephens statement of the law of evidenceà [28]à . The courts, until Law Society of Singapore v Tan Guat Neo Phyllisà [29]à (Phyllis Tan), were generally of the opinion that they had the discretion to exclude evidence substantially unfair to the accused.à [30]à D. Under the Criminal Procedure Code Act (2010)à [31]à (CPC) sà 266 of CPC, dealing specifically with stolen goods, allows previous convictions of the accused to be admitted to rebut his defence of good faith and/or prove mens rea. However, notice would have to be given to the accused before adducing such evidenceà [32]à . E. In Comparison to Common Law Unlike the EA, admissibility of criminal evidence at common law is exclusionary. As long as the evidence is logically probative, it is admissible unless it contravenes clear public policy or other laws.à [33]à In Makin v A-G for NSWà [34]à , Lord Herschell formulated the two-limbed rule governing the admissibility of similar fact evidence. Under the first limb, the prosecution is not allowed to adduce similar fact evidence for pure propensity reasoning. However, under the second limb, evidence of the accuseds past conduct is admissible if relevant to the facts in issue via the categorization approach.à [35]à Boardman v PPà [36]à reformulated these rules by incorporating the balancing test. Under this test, the probative force of the similar fact evidence must outweigh the prejudicial effect. Furthermore, such evidence should be strikingly similar, such that it would offend common sense if the evidence is excluded.à [37]à However, the requirement of striking similarity was deemed to be too narrow in DPP v PPà [38]à . Instead, sufficient probative force could be gleaned from other circumstancesà [39]à . Nonetheless, similar fact evidence used to prove identity must be sufficiently special to portray a signature or other special feature that would reasonably point to the accused as the perpetuator of the crime.à [40]à Hence, similar fact evidence is admissible to establish actus reusà [41]à . F. Defects of EA Singapore courts have incorporated common law principles and extended the applicability of similar fact evidence to prove actus reus. This has resulted in inconsistencies between the draftsmans intention and the courts approach. Further, there are some ambiguities that require clarification. First, there are difficulties superimposing the Boardmans balancing test into sà 11, 14 and 15à [42]à as the EA was drafted to suit the categorization approach. The court would have to admit evidence falling under either section even if it may not be very probative or is highly prejudicial. Hence, sà 14 and sà 15 address only the probative part of the balancing test and leave no room for prejudicial effect considerations.à [43]à As a result, judicial discretion to exclude very detrimental evidence was developed.à [44]à Second, although allowing similar fact evidence to prove actus reus would require the judge to evoke an additional step of inferenceà [45]à , limiting the use of this evidence to prove mens rea would allow extremely probative evidence to be excludedà [46]à . Third, admissibility rules under the EA do not distinguish situations where the accused adduced similar fact evidence unintentionally. An injurious consequence would result if the prosecution is entitled to use such evidence.à [47]à Fourth, under s 15, a single act, no matter how probative, is inadmissible.à [48]à However, this does not take into account the consideration that an act may be capable of supporting the argument based on the rarity of circumstancesà [49]à . Fifth, the courts have admitted similar fact evidence pursuant to sà 11à (b) although it may not be pertinent to the facts in issue. Hence, EA should be amended to provide safeguards against such usage of sà 11(b). Lastly, in light of Phyllis Tanà [50]à , more protection against admissibility of similar fact evidence should be incorporated into the EA. 3. Possible Options A. Survey of the other Jurisdiction (1) Australia Uniform Evidence Actsà [51]à (UEA) Under UEA, propensity evidence and similar fact evidence are governed by the tendency rule in s 97 and the coincidence rule in sà 98. (a) Tendency Rule Evidence pertaining to the character, reputation, conduct or a tendency that the accused possessed is inadmissible unless (a) notice is given to the accused and (b) the evidence has significant probative value. Although UEA does not state how probative the evidence has to be, probative value of the evidence is defined the extent to which the evidence could rationally affect the assessment of the probability of the existence of a fact in issue.à [52]à Operation of sà 97 would be invoked when the evidence is adduced for the purpose of proving the accuseds inherent tendency to act in a particular way.à [53]à (b) Coincidence Rule As a general rule, evidence of related events which must be substantially and relevantly similarà [54]à would be inadmissible unless notice is given and the court is convinced that it possesses significant probative valueà [55]à . (c) Criminal Proceedings A safeguard was inserted in relation to criminal proceedings under sà 101 where the probative value of either the tendency or coincidence evidence would have to substantially outweigh any prejudicial effect. However, the degree of probativeness need notà [56]à be of such a degree that only one conclusion, i.e. culpability of the accused, could be drawnà [57]à . (No rationale explanation test) (d) Analysis UEA clearly adopts the balancing test approach, where the probative effect of the evidence must substantially outweigh the prejudicial effect on the accused. Furthermore, the introduction of the notice system would reduce the prejudicial effect as the accused not be unduly surprised. However, as pointed out by the Australian Law Reform Commission, there is much ambiguity in what constitutes significantly probative and when the probative effect will substantially outweigh the prejudicial effect. Significantly, in Australia, the trier of fact and law are different. Heavy reliance on the judges discretions, added with the ambiguity and wide application of the balancing test, would increase the risk of prejudice in bench trials. (2) India Statutory Amendments Some amendments to sà 11, 14 and 15 of The Indian Evidence Actà [58]à , upon which the EA was modeled onà [59]à , had been made pursuant to a review in 2003.à [60]à However, the changes made were very minor.à [61]à (a) Section 11 An explanation, inserted after sà 11(2)à [62]à , qualified the type of evidence rendered relevant under sà 11 such that the degree of relevancy is dependent on the opinion of the Courtà [63]à . (b) Section 14 Clarifications to illustration (h) of sà 14 were made such that the similar fact evidence has to show that A either had constructive or actual knowledge of the public notice of the loss of the property.à [64]à (c) Section 15 The changes merely show that the acts made, pursuant to s 15, must be done by the same person.à [65]à (d) Analysis It would appear that the amendments to the Indian Evidence Act do not have any substantial impact on the law. However, the amendment of sà 11 explicitly mentions that the degree of relevancy of facts is subjected to the opinions of the court, which suggests an approach more in line with the balancing test. (3) England and Wales Criminal Justice Act 2003à [66]à (CJA) The admissibility of criminal evidence is presently governed entirelyà [67]à by the CJA. Part II of CJA addresses the admissibility of bad characterà [68]à evidence, which is defined as a persons disposition for a particular misconduct. Evidence of the defendants bad character can be adduced if it falls under one of the seven gateways under s 101(1)à [69]à . Significantly, under s 101 (1) (d), bad character evidence is admissible if it is relevant to an important issue between the defendant and the prosecutionà [70]à . This includes the propensity to commit a particular type of offence which the accused is charged with or the propensity to lieà [71]à . Moreover, past convictions may be admissible to prove the defendants propensity to commit the crime he was charged with.à [72]à Regardless, sà 101 (3) allows the court to exclude evidence, falling under s 101à (1)(d), upon the application of the defendant if the court views that admission of such evidence would infringe on the fairness of the proceedings.à [73]à The scope for the admissibility of bad character evidence has widened under the CJA.à [74]à In fact, evidence of bad character has changed from one of prima facie inadmissibility to that of prima facie admissibilityà [75]à . Although, under sà 103, bad character evidence would be inadmissible if it does not heighten the culpability of the accused, suggesting that the evidence must have some probative force, it appears that the CJA has abandoned the balancing test. Hence, similar fact evidence in the form of bad character evidence would be inadmissible if it lacks probative value in the establishment of the defendants culpability. However, sà 101 (1), with the exception of sà 101(1)(e), merely requires the evidence to be probative, without the need to outweigh prejudicial effect. 4. Proposal The EA would require more than a mere amendment. Hence, the type of reform advocated under the Indian Evidence Act should not be adopted. However, a radical change from the categorization approach to the balancing approach, following UEA, would give the court too much discretion. This is worrying as judges may not be entirely indifferent to inadmissible facts when deciding the case. On the other hand, the approach under the CJA would be contrary to Phyllis Tanà [76]à and potentially allows highly prejudicial similar fact evidence to be admissible as long as the prosecution can show some probative value which points towards the guilt of the accused. Hence, a hybridised model should be adopted where the categorisation approach under s 14 and s 15 is kept, but admissibility of such evidence must be subjected to the balancing test. A. Amendments (1) Changes to the Headings sà 5 to s 16, under the general heading of Relevancy of facts, could be further sub-divided. First, sà 5 to sà 11 should be placed under a sub-heading of Governing Facts in issuesà [77]à . Second, sà 12 to sà 16 could be placed under Relevancy of other facts sub-heading. This sub-division of the relevancy provisions would clarify the functions of each section and discourage courts from admitting similar fact evidence which does not have a specific connection with the facts in issue via s 11(b). (2) Incorporating balancing test Most importantly, EA should be amended to include the balancing test with guidance drawn from the UEA, such that the probative value of the similar fact evidence should substantially outweigh the prejudicial effect. However, the definition of substantially outweigh should be left undefined and allowed to develop under the common law. The courts could draw assistance from the Australian case law. (3) Proving Identity A provision could be inserted to the EA allowing similar fact evidence to prove that the accused was responsible for the offence. In addition to the balancing test, the provision should also reflect the proposition that that such similar fact evidence must satisfy the threshold test of being strikingly similar to the offence, almost akin to a signature or special feature of the accused. However, it is submitted that the extension of similar fact evidence to prove actus reus should be limited to the situation where the identity of the perpetuator is in doubt. B. Clarifications (1) Similar fact evidence produced by the accused mistakenly It is proposed that such evidence should subjected to a higher standard of balancing test where the probative value substantially outweighs prejudicial effect. (2) Only prior convictions are allowed Prior acquittals should not be admissible as similar fact evidence as this would be unduly prejudicial to the accused. Furthermore, this could result in the undesirable situation whereby the accused is subjected to a second round of trials with regards to the prior charges. In relation to the type of prior convictions that should be allowed, the EA should incorporate the definitions found in s 103(2)à [78]à and sà 103(4)à [79]à of the CJA. (3) Clarification of s. 15 sà 15 should be extended to include single act or conduct of the accused to rebut the defendants defence of accident. However, in light of a potential danger of placing too much importance on a single episode, a qualification, such as the no rationale reasonà [80]à test, should be implemented along with the extension of sà 15. 5. Additional Safeguards A system of notice, as seen in UEA, should be included into the EA. This reduces the prejudicial effect as the evidence would not be a surprise. Furthermore, this approach would be in line with the CPC, which has already adopted such a procedural reform. 6. Conclusion Regarded as one of the most difficult area of the law of evidence, similar fact evidence can serve as a double-edged sword. It has the potential to convict the accused although the facts do not relate to the facts in issue and is highly prejudicial to the defendant. In light of the rapid development of the rules governing the admissibility of similar fact evidence under the common law and the recent trend of common law countries codifying the test of admissibility into statutes, the EA should be reformed to reflect these developments, instead of relying on case law which can lead to inconsistency and uncertainty. Further, as information of a persons past is easily obtained with present technological advancements, safeguards against similar fact evidence should be incorporated so as to ensure a fair trial.
Sunday, January 19, 2020
Person Centred Risk Essay
Traditional methods of risk assessment are full of charts and scoring systems, but the person, their objectives, dreams and life seem to get lost somewhere in the pages of tick boxes and statistics. A person centred approach seeks to focus on peopleââ¬â¢s rights to have the lifestyle that they chose, including the right to make ââ¬Ëbadââ¬â¢ decisions. see more:explain how to encourage the individual to take positive risks while maintaining safety The approach described here uses person centred thinking tools, to help people and those who care about them most think in a positive and productive way about how to ensure that they can achieve the changes they want to see while keeping the issue of risk in its place. This in essence is a process to gather, in partnership with the person, the fullest information and evidence to demonstrate that we have thought deeply about all the issues involved. Decisions are then guided by what is important to the person, what is needed to keep them healthy and safe and on what the law says. Papers and Articles Supported Decision Making A key part of risk is decision making. We have co-written a booklet on Supported Decision Making. To view this booklet see the downloads box on the left. A Positive Approach to Risk Requires Person Centred Thinking Max Neill, Julie Allen, Neil Woodhead, Stephen Reid, Lori Irwin and Helen Sanderson 2008 This article looks at the issue of risk in the lives of people who are supported by human services. More accurately, it looks at how the issue of risk, as it has traditionally been approached by these services, imposes a barrier to social inclusion and to an interesting and productive life. The article also proposes an alternative person centred risk process that by beginning with a focus on who the person is, their gifts and skills, and offering a positive vision of success, could avoid the implied aversion to any form of risk embedded in the traditional approaches and attitudes. The full exposition of this process is described in the ââ¬ËPerson Centred Risk Course Bookââ¬â¢ (Allen et al 2008). The problems of traditional risk assessment are becoming increasingly recognised by people who use human services, their families and carers, and now by many service providers, who are looking for alternative approaches to risk: ââ¬Ëthorough, professional, personalised risk managementââ¬â¢ (Bates and Silberman 2007 p6) that recognise that life and risk are inseparable, and that look at risk from the point of view of the person, their family and friends and the wider community, rather than solely from the point of view of the service provider. Bates and Silberman argue that any such positive approach to risk would need to meet a number of requirements, and see it as the ââ¬Ëholy grailââ¬â¢ of mental health and other services. The authors of this article have been working on applying Person Centred Thinking Tools to the issue of risk, building them in to a ââ¬ËPerson Centred Approach to Riskââ¬â¢. We believe this alternative approach does not lose the person in a sea of tick boxes and charts, that it has a more balanced approach to risk, having an inbuilt assumption that the purpose of any risk assessment is just as much about the happiness of the person, their family and the community as it is about their safety. We also believe that the ââ¬ËPerson Centred Approach to Riskââ¬â¢ can be demonstrated to meet all the requirements set by Bates and Silberman in their article, and that it provides a productive way for many people who wish to take meaningful steps forward in their lives, but find themselves trapped in a boring unproductive and segregated lifestyles by traditional service-centred approaches to risk. Finally we argue that any positive approach to risk must include the basic tenets of all Person Centred Approaches; keeping the person at the centre, treating family and friends as partners, a focus on what is important to the person, an intent to build connections with the community, being prepared to go beyond conventional service options, and continuing to listen and learn with the person. What is ââ¬ËRiskââ¬â¢? The experience of many people who have to rely on human services for their support is that ââ¬Ëriskââ¬â¢ is the reason given to them by services why they cannot do the things that other people are doing every day. When we delve into the word ââ¬Ëriskââ¬â¢, we find that it has a multitude of meanings, and that it is nowhere near as clear and precise as the advocates of traditional risk assessment assert, for example Hansson (2002) identifies five different common uses for the word risk, and Ekberg points out a ââ¬Å"proliferation of risk definitionsâ⬠and a whole range of different understandings of risk (2007 p345). Risk literature often separates ââ¬Ëriskââ¬â¢ from ââ¬Ëuncertaintyââ¬â¢, defining the risk as a measurable probability that something will happen, however, even where experts claim they can give an exact probability value to a risk, there is always a possibility that the experts may be wrong (Hansson 2002 p4). In common usage the words ââ¬Ëriskââ¬â¢ and ââ¬Ëuncertaintyââ¬â¢ are often synonymous (Lupton 1999 p9) Risk is sometimes used as a verb: a person ââ¬Ërisksââ¬â¢ doing something, and sometimes a noun: a person is labelled as being a ââ¬Ërisk to societyââ¬â¢. The drive for a single definition of ââ¬ËRiskââ¬â¢ has been described as ââ¬Å"a futile form of linguistic imperialismâ⬠(Hansson 2000 p3), he argues that risk in itââ¬â¢s popular usage is just as valid as the narrow technical values attached to the term, as this allows the inclusion of philosophical and ethical values, the bargaining and compromises that are excluded from ââ¬Å"the expert-driven risk analysis processâ⬠but are essential for social and political decision making processes (ibid pp5-8). Risk decision making is often complicated by the fact that the person or group taking the decision is not always the person or group affected by the risk. Hansson argues that ââ¬Å"risks are inextricably connected with interpersonal relationships. They do not just ââ¬Ëexistââ¬â¢; they are taken, run or imposedâ⬠(2000 p4). Differences in power and status affect the extent to which people influence risk decision making ââ¬â the views of developers wishing to build a dam across a river may well be given more weight than those of people living nearby that river. Where a person with less power and status might wish to take a risk, and the consequences of that risk would affect more powerful people, it is more likely that they will be prevented from taking it. This is the problem faced by people supported by services and professionals, where those services and professionals fear various real and imagined consequences to them of the risk taking of the people they support. www.helensandersonassociates.co.uk This problem is deepened in modern society as the power of the news media can mean that the unpredictable actions of an individual can now have an amplified impact on the reputation of services, and on political and corporate institutions. Services that are now becoming increasingly concerned with ââ¬Ëreputational risk managementââ¬â¢ find that this demands ââ¬Å"The risk management of everythingâ⬠(Power 2004 p36). In the case of human services, this means an ever more intrusive and obsessive focus on every aspect of the lives, behaviours and potential behaviours of the people they support. It can also mean the increasing ââ¬Ëproceduralisationââ¬â¢ of work, as defensive practice and blame avoidance (ibid p46) become more important than the particular lives of individual people. Risk can become a highly charged and politically loaded issue. The parties involved can have very different interests at stake in debates about particular risks, and these can often be prone to become full on conflicts, leading to different parties taking entrenched positions that prevent cooperation, agreement and action and further trap the person. Person Centred Approaches, with their focus on the person and strategy of building an alliance of supporters around the person can often cut across this entrenchment and generate new and creative ways forward, providing that services are prepared to face this challenge. This is now being recognised by government departments, the Department of Health publication ââ¬ËIndependence Choice and Riskââ¬â¢ wholeheartedly commends person centred approaches for everyone because they ââ¬Å"identify what is important to a person from his or her own perspective and find appropriate solutionsâ⬠(DOH 2007 p4) Regulators too want to see the balance of risk decision making shifting toward ââ¬Å"supporting individuals who choose to take informed risks in order to improve the quality of their livesâ⬠( CSCI 2006 pvii) in this case CSCI are talking about older people, but this shift in attitude to risk is being advocated for all services that offer health or social care to human beings. For the purposes of this article, we are considering ââ¬Ëriskââ¬â¢ as it presents to people that use services ââ¬â any issue, real or imagined, which is being used as an objection to their moving toward increased inclusion in community life. What is Wrong with Traditional Risk Assessment? A focus on risk ââ¬Å"encourages practitioners to look for what is going wrong rather than what is going rightâ⬠(Booth and Booth 1998 p205) Traditional technocratic and spuriously ââ¬Ëobjectiveââ¬â¢ approaches to risk ââ¬Ëlose the personââ¬â¢ ââ¬â philosophically they treat the person as an object to be assessed by the ââ¬Ëexpertsââ¬â¢ rather than as an agent in their own lives, part of a family, community, society, with legal rights and choices. They focus on what is wrong with the person, often treating the person as a problem to be managed rather than a person to be enabled to fulfil their ambitions and offer a contribution to society. Alaszewski and Alaszewski (2002) argue that ââ¬Å"If agencies and their employees take a narrow hazard approach to risk, they will contribute to the disempowerment of people with learning disabilitiesâ⬠Power (2004) calls for ââ¬Ëintelligentââ¬â¢ risk management that does not ââ¬Å"swamp managerial attention and independent critical imaginationâ⬠is characterised by ââ¬Å"learning and experiment rather than rule based processesâ⬠and which can be sustained subject to challenge, questioning and criticism (p61), while the Better Regulation Commission has called for an emphasis in risk management on ââ¬Å"resilience, self reliance, freedom, innovation and a spirit of adventureâ⬠(BRC 2006 p3). The government too is calling for ââ¬Å"A culture of choice that entails responsible, supported decision makingâ⬠(Lewis 2007 p1) and calls for everyone involved in the lives of people who use services to ââ¬Å"work together to help people achieve their potential without compromising their safetyâ⬠(ibid p2). To give proper balanced consideration to issues of risk and achievement in the diverse and complex lives of human beings, we need an entirely different approach from the methods that services use to ââ¬Ërisk assessââ¬â¢ their hoists, fridges and kettles. Bates and Silbermanââ¬â¢s ââ¬ËHoly Grailââ¬â¢ Criteria. Bates and Silberman have described effective risk management as the ââ¬Å"ââ¬Ëholy grailââ¬â¢ of mental health and other care servicesâ⬠(2007 p6) They see it as finding an integrated balance between ââ¬Å"positive risk takingâ⬠around the values of autonomy and independence and a policy of protection for the person and the community based on minimising harm. While they do not give an exact description of what such an approach would look like, they give a list of 7 criteria that any such approach would have to fulfil, these being: Involvement of Service Users and Relatives in Risk Assessment. Positive and Informed Risk Taking. Proportionality. Contextualising Behaviour. Defensible Decision Making. A Learning Culture. Tolerable Risks. A Person Centred Approach To Risk There are many different tools and approaches available to support Person Centred Thinking, many of which have come from ââ¬Ëdeconstructingââ¬â¢ the processes of Smull and Sandersonââ¬â¢s (2005) ââ¬ËEssential Lifestyle Planningââ¬â¢ approach, while some have come from other strands in the growing family of Person Centred Approaches and by early work applying person centred approaches to risk by Duffy and Kinsella (Kinsella 2000). Practitioners of Person Centred Approaches who were unsatisfied with the traditional repertoire of Risk Management tools have begun to recombine these Person Centred Tools in innovative and creative ways, and to apply them to thinking, acting and learning around real risk situations. The learning from this experience, reflection and discussion has been refined and crystallised into a process that can be shared and applied constructively to different risk situations, bringing together people who use services and the people who know and care about them most to think about how they wish to move forward and the risks involved; making decisions, taking actions and learning together. We have called this process a ââ¬ËPerson Centred Approach to Riskââ¬â¢ (Allen et al 2008). In this section we will look at the ââ¬Ëholy grailââ¬â¢ criteria put forward by Bates and Silberman and show how we believe the Person Centred Approach to Risk fulfils these criteria. ââ¬Å"Involvement of service users and relatives in risk assessmentâ⬠: Involving the person concerned and the people that care about them most is one of the most fundamental tenets of any person centred approach. The process we have put together considers carefully the people that need to be involved, using the ââ¬ËRelationship Circleââ¬â¢ to help the person and their allies identify key people who could form the persons ââ¬Ëcircle of supportââ¬â¢. This group of people is involved from the outset, in the initial gathering of information, in the framing of what the risk under discussion actually is, in thinking that generates ideas and solutions, in evaluating these solutions, in decision making around the risk, in implementing the actions and in the learning that takes place during these actions. Bates and Silberman suggest that ââ¬Å"staff must understand what service users and others want, how they view their own risks and what responsibilities each person has in managing risks effectivelyâ⬠(2007 p7). The Person Centred Approach meets this by asking for a clear picture of what the person wishes to achieve, why this is important to the person, what success would look like, a history of the risk and uses the ââ¬Ëdoughnutââ¬â¢ tool and decision making agreement tools to look at staff roles and responsibilities, and at who will be responsible for different important decisions in relation to the risk. ââ¬Å"Positive and informed risk takingâ⬠: The process is built around a positive view of the person ââ¬â it seeks to learn what the personââ¬â¢s gifts and skills are, what people like and admire about them, as well as investigating what would be necessary to keep them and others safe while taking the risk. The process is based on finding creative solutions rather than simply ruling things out. Bates and Silberman argue here that quality of life should be ââ¬Å"maximised while people and communities are kept as safe as can be reasonably expected within a free societyâ⬠(2007 p7). Thinking around what it would take to keep the person and others safe while taking the risk is a key part of the Positive and Productive Process, as is the use of the ââ¬ËHappy/Safeââ¬â¢ grid, which looks at how much solutions would make the person happy, by meeting what is important to them, and how much they would keep them and others safe, by meeting what is important for them. One section of the process includes a question ââ¬Å"What does the law say?â⬠(Allen et al 2008 p20) enabling the process to be informed by the current law, including legislation such as the Human Rights Act. ââ¬Å"Proportionalityâ⬠: ââ¬Å"The management of the risk must match the gravity of potential harmâ⬠(ibid p8) Using the person centred thinking tools means flexibility. The more serious the issue, the more people and the more time can be spent considering it in greater detail. Unlike conventional risk assessment, the approach explores the consequences of NOT taking the risk, to the person, to their family, community and services, balancing these against the potential consequences of taking the risk. ââ¬Å"Contextualising Behaviourâ⬠: ââ¬Å"why did the person behave in this way? At this time? In this Situation?â⬠(ibid p8) Part of the process involves gathering together previous information about the person, including a history of the personââ¬â¢s experience of the risk issue from their own perspective, as well as other historical data, gleaned from a variety of sources including learning logs which look at what has worked and what has not worked in particular situations, and communication charts which explore a personââ¬â¢s words and behaviours, seeking their meanings and considering what the best response to these messages should be. The ââ¬Ë4+1 Questionsââ¬â¢ (What have we tried? what have we learned? What are we pleased about? what are we concerned about?) help not only to gain an understanding of a personââ¬â¢s behaviour in different contexts, but also to build a picture of what has been learned about what is the best support for that person. ââ¬Å"Defensible Decision Makingâ⬠: ââ¬Å"there is an explicit and justifiable rationale for the risk management decisionsâ⬠(Ibid p8): Following the person centred approach generates a clear trail of written records of what has been discussed, the different perspectives, issues and solutions that have been considered, along with any legal issues, such as the human rights act or the mental health act that might affect the risk decision. The paperwork generated during the process provides a clear rationale for why the decisions that emerge during the process have been taken, and why other options have been rejected. The rationale for decision making is also more clearly expounded and recorded than in traditional risk assessment forms in common usage. ââ¬Å"A Learning Cultureâ⬠The positive and productive approach to risk has a deep emphasis within it on ongoing learning using learning and reflective tools like the learning log, the 4+1 Questions and Whatââ¬â¢s Working/Whatââ¬â¢s not working, and by clearly defining for staff their core duties and their zone of judgement and creativity in relation to the risk. If it is part of a serious and concerted attempt by services to change their philosophy and practice in a person centred direction, it can contribute significantly to building a learning culture within organisations. ââ¬Å"Tolerable Risksâ⬠A key aspect of the Person Centred Approach is that it uses creative thinking techniques around methods to mitigate the risk and improve quality of life, moving from situations which make the person happy but unsafe, to where they and the community are safer, and from strategies where the person is ââ¬Ësafe but unhappyââ¬â¢, to where they can be happier. Experience of using the process is that it enables participants to take a more balanced and rational approach to risk, finding ways to enable the person to achieve what is important to them while considering what keeps that person and the community safe in a way that makes sense for that individual.
Friday, January 10, 2020
KTG leader ship Essay
Introduction An environmental analysis in strategic management plays a very importantà role in businesses by pinpointing current and potential opportunities or threats outside the company in its external environment. The external environment includes political, environmental, technological and sociological events or trends that can affect the business directly or indirectly. The main objective in this report is an environmental analysis using all the factors and analyzing tools , generally conducted as part of an analysis of strengths, weaknesses, opportunities, and threats (SWOT) when a strategic plan is being developed. Managers practicing strategic management must conduct an environmental analysis quarterly, semi-annually, or annually, depending on the nature of the businessââ¬â¢s industry focusing on the followings: Analyzing factors effectiveness on our organization as one of the biggest group in the healthcare services in the region. Organization sources and competitors. Organization values chain construction. SWOT analysis evaluation. Ref: http://www.wisegeek.com/what-is-the-role-of-environmental-analysis-in-strategic-management.htm , 2014 3.ANALYSING FACTOR EFFECTIVENESS: 3.1 Macro Environment Analysis: One of the best tools for considering trends in the Macro environment is the PESTEL analysis. (Figure 1) Figure 1 3.1.1Political factors: Since we are located here in the UAE, we have no taxation and this is one of the strength point we are depend on. but at the same time our administration team not recognizing that the minimum wages should be increased comparing with the other facilities and hospitals in our region as a big competitors. 3.1.2Economic: Economic factors include economic growth, interest rates, exchange rates and the inflation rate. These factors have major impacts on how businesses operate and make decisions. For example, interest rates affect a firmââ¬â¢s cost of capital and therefore to what extent a business grows and expands. Exchange rates affect the costs of exporting goods and the supply and price of imported goods in an economy. And since our organization as privet health care facility, based on the profit rate it takes in the consideration all these factors especially after it involved in the stock market last year. Beside that the new plan is to minimize the expenses that related to the interest & exchange rate by following the centralization policy. ex. making one laboratory for all branches with a very controlled transportation system for sending the patients samples to the centralized laboratory instead of having a separate laboratory in each branch 3.1.3Social: Our organization as one of the privet hospitals in the region , is giving all the healthy activities, health care providing, never giving any changing as a demographic trends. We are doing outside activities supporting some certain people those who have a chronic disease like the diabetic patients to have more and more knowledge about themselves and how to take care about it. Ref(CBS course , topic 2 , page # 5) 3.1.4Technology: We are depending on the development of new technology to maintain competitiveness. Ex(opening new department of the Nuclear medicine for early Cancers diagnostics ) 3.1.5 Environment: factors include ecological and environmental aspects such as weather, climate, and climate change, which may especially affect industries such as tourism, farming, and insurance. Furthermore, growing awareness of the potential impacts of climate change is affecting how companies operate and the products they offer, both creating new markets and diminishing or destroying existing ones. Ref http://en.wikipedia.org/wiki/PEST_analysis According to our national regulations and environmental roles ,we are following the EHSMS(Emirates Health & Safety Management System). 3.1.6 Legalà include discrimination law, consumer law, antitrust law, employment law, and health and safety law. These factors can affect how a company operates, its costs, and the demand for its products. The services in the hospital is the same for all patients and the priority is only for the urgent and emergency cases only not according to the nationality, color or any other discrimination issues. And on the other side there is a special track for the VIP patients ,giving the best quality to be the first choice in the region as a privet hospital. 3.2 Micro Environment Analysis: One of the best tools for considering trends in the Micro environment is the porter analysis. (Figure 2) Figure 2 Porter five forces analysis is a framework for industry analysis and business strategy development. It draws upon industrial organization (IO) economicsà to derive five forces that determine the competitive intensity and therefore attractiveness of a market. Attractiveness in this context refers to the overall industry profitability. An ââ¬Å"unattractiveâ⬠industry is one in which the combination of these five forces acts to drive down overall profitability. A very unattractive industry would be one approaching ââ¬Å"pure competitionâ⬠, in which available profits for all firms are driven to normal profit. This analysis is associated with its principal innovator Michael E. Three of Porterââ¬â¢s five forces refer to competition from external sources. The remainder are internal threats. 3.2.1 Threat of Substitute Products or Services: A substitute is a product that performs the same or similar function as another product. Microeconomics teaches that the more substitutes a product has, the demand for the product becomes more elastic. Elastic demand means increased consumer price sensitivity which equates to less certainty of profits. For example, public-transportation is a substitute for driving a car, and e-mail is a substitute for writing letters. Conditions that increase the threat of substitutes are: 1.2.1.1 An attractive price of substitutes: Our organization as a privet health care facilty depends on the insurance companies in how much they are fixing the prices of the services and products, but they are trying to do some marketing using special prices for the labors in some company by doing full checkup examination for those people who donââ¬â¢t covered by insurance. 1.2.1.2 Increased quality of substitutes: Our facility is trying to give the best quality to be the first choice in the region in the privet health care sector. Focusing more and more to follow the highest international standards like the JCIA (Joint Commission of international accreditation) ,CAP(Collage of American Pathologist) and the ISO ..Etc 1.2.1.3 Low switching costs to consumers: our Administration is not switching the cost to the consumers since they are covered by health insurance. But sometimes they are switching the costs to the staff by minimizing the staff without enough study to the work load or stopping the annual increments. 3.2.2 . Threat of Entry: Profitable markets that yield high returns will attract new firms. This results in many new entrants, which eventually will decrease profitability for all firms in the industry. Unless the entry of new firms can be blocked by incumbents (which in business refers to the largest company in a certain industry, for instance, in telecommunications, the traditional phone company, typically called the ââ¬Å"incumbent operatorâ⬠), the abnormal profit rate will trend towards zero (perfect competition). The following factors can have an effect on how much of a threat new entrants may pose: The existence of barriers to entry (patents, rights, etc.). The most attractive segment is one in which entry barriers are high and exit barriers are low. Few new firms can enter and non-performing firms can exit easily. Government policy Capital requirements Absolute cost Cost disadvantages independent of size Economies of scale Economies of product differences Product differentiation Brand equity Switching costs or sunk costs Expected retaliation Access to distribution Customer loyalty to established brands Industry profitability (the more profitable the industry the more attractive it will be to new competitors) Rivalry Between Established competitors: Rivalry refers to the degree to which firms respond to competitive moves of the other firms in the industry. Rivalry among existing firms may manifestà itself in a number of ways- price competition, new products, increased levels of customer service, warranties and guarantees, advertising, better networks of wholesale distributors, and so on. The degree of rivalry in and industry is a function of a number of interacting structural features: Rivalry tends to intensify as the number of competitors increases and as they firms become more equal in size and capability. Market rivalry is usually stronger when demand for the product is growing slowly. Competition is more intense when rival firms are tempted to use price cuts or other marketing tactics to boost unit volume. Rivalry is stronger when the costs incurred by customers to switch their purchases from one brand to another are low. Market rivalry increases in proportion to the size of the payoff from a successful strategic move. Market rivalry tends to be more vigorous when it costs more to get out of a business than to stay in and compete. Rivalry becomes more volatile and unpredictable the more diverse competitors are in terms of their strategies, their personalities, their corporate priorities, their resources, and their countries of origin. Rivalry increases when strong companies outside the industry acquire weak firms in the industry and lunch aggressive, well-funded moves to transform their newly-acquired firms into major market contenders. Two principles of competitive rivalry are particularly important: (1) a powerful competitive strategy used by one company intensifies competitive pressures on the other companies, and (2) the manner in which rivals employ various competitive weapons to try to outmaneuver one another shapes ââ¬Å"the rules of competitionâ⬠in the industry and determines the requirements for competitive success. Since our hospital is the biggest hospital in the area, it depends in the competition on increasing the branches in all areas inside and outside the city for more than 8 branches directed by the corporate office in the Capital. 3.2.4 Bargaining Power of Customers: 3.2.4.1 Markets for Outputs: Selling goods or services to customers (distributors, customers or other manufacturers) Customersââ¬â¢ influence dependent upon importance of products to them & their bargaining power We have a marketing team of 4 members working under the supervision of the corporate office , handling all the outputs issues like : the chronic patients disease health care activates offering free of charge checkup (ex. diabetic patients..) 3.2.4.2 Markets for Inputs: Purchasing raw materials, components and financial & labor services. The same team also cooperating with the purchasing department together working to get the best quality materials for the lowest prices in order to minimize the costs. And that will allow the hospital to give more best services more than the other competitors. 3.2.5 Bargaining Power of Suppliers: The power balance between organization and supplier is similar to the relationship between organization and customer The organization becomes the customer and the producer of the inputs it requires are the suppliers Some small groups of suppliers may form cartels or cooperatives to increase their bargaining strength Suppliers use leverage such as threats to raise prices or reduce quantity or quality of goods they supply We are depending on the process comparison in the market and to services the suppliers will provide to us. In the opposite side, we are a customer for the suppliers and since we are the biggest customer in the privet sector we can manage the deal according to our needs. 3.3 Formulating: Formulating is phase one in the strategic planning process and according toà the diagram below We can see that it plays a very important in taking the best decisions and actions to achieve the objective of the organization. In our hospital there are many plans in how to make all these decisions become a real. At the beginning of each new year , we are making our plan projects for the next 12 months And everyone have to achieve his planed objectives as individual under the umbrella of the administration and corporate office objectives. And at the end of the year will have an assessment to check how many objectives he reached , according to his work assessment will get his increment , so that will let him work harder during the year to achieve the organization objectives. Figure 3 Ref(CBS course , topic 1 , page #12). 3.3.1 Organization sources and competitors : Our hospital sources is strong enough to be a strong competitor in the market depending on: Best medical companies as materials providers.à Best marketing plans based on the corporate marketing plans. Patients (as a customers ): Accepting all the insurance cards at the time that some other hospitals donââ¬â¢t accepting all patients. 3.3.2 Organization value chain construction Value chain is a template that identifies the activities of a company from raw materials to customer, the value added by each activity and the cost of each activity, and that facilitates implementation of business-level strategy . Ref ( CBS Strategic Management Topic 3 Page#6) The axiom is true that you never get a second chance to make a good first impression, and hospitals have many opportunities to do so. Or not. At several junctures along the trek of accessing services, the patient confronts a series of opportunities to continue in the system or not, based on the success of the interaction. These touchpoints are not created equal, and it is important to know which has the greatest impact. Here, we can focus the Service Line Growth strategy. As a tool to understand the impactà of each touchpoint, value-chain service analysis maps the process to help us decide where to focus strategic intent. Hospital business planning adapts a model developed by Michael Porter, who defines the value chain as a means to analyze an organizationââ¬â¢s strategically relevant activities to understand how to influence performance and cost. He breaks the activities of the firm into primary and support activities. Primary activitiesââ¬âwhich, for most firms involves inbound and outbound logistics, operations, sales and marketingââ¬âare supported by an infrastructure of underlying support activities, including HR, IT, and purchasing. How the product or service is ultimately developed and delivered to the customer depends on the effective interaction of these variable activities. The hospital value chain is diverse and complex. Our service offerings are far from clear cut, varying sharply between service lines. Each specialty and disease category has a distinct value chain to be flowcharted and analyzed prior to understanding where we can impact choice by creating value. In most cases this is at the physician referral point where patients make initial decisions. This may be a primary care physician or a specialty care physician who is directly involved in managing the hospital encounter. In most cases, it is the loyalty of the physicians and their attitude towards the hospital that determines the direction of the process. This analysis is a good tool for getting stakeholders on the same page. It helps focus planning efforts and gets to the key issue of where to go and what to do. This leads us to the questionââ¬âwhat business are we in, and where do we strategically want to focus our efforts, which is the essence of strategy. Figure 4 4.1 Strengths (Internal Factors) The hospital key strengths are the following: Long Standing Reputation ââ¬â was the previous monopoly Company in the industry Government Affiliated ââ¬â trusted in the Market Most skilled employees in the industry ââ¬â generated good client relations 4.2 Weaknesses (Internal Factors) The main functional areas of weakness are the following: Production Costs ââ¬â in comparison to competitors Profit Margins ââ¬â in comparison to competitors Service Delivery ââ¬â poor operational functions Loss of Contracts ââ¬â lack of continual Contract retention Company Culture ââ¬â disconnected, divided, tall organisation structure HR Policies & Procedures ââ¬â poor employee retention, lack of career development, low morale Lack of MIS ââ¬â no common management information systems in place across functions. Brand Identity/Image ââ¬â lack of Marketing department Conclusion: The main objective is the consideration of the external and internal analyzing factors, using all the analyzing tools and studies like: PORTER, SWOT and all other analyzing international methods. This report explained clearly the essential required methods for analyzing using the practical example of my organization (Privet Hospital), how to make the competitive advantages and how to use all the efforts to get the best analyzing results. After the analyzing how can we use our strength points to be the first choice in the market and how to correct the weakness points to avoid any problem in the future. In the light of the above there are essential factors which might be affecting in any organization , so we have to cover all the points that I mentioned about it before like : Analyzing factors effectiveness on our organization as one of the biggest group in the healthcare services in the region. Organization sources and competitors. Organization values chain construction. SWOT analysis evaluation. 6. References http://www.wisegeek.com/what-is-the-role-of-environmental-analysis-in-strategic-management.htm , 2014 (http://en.wikipedia.org/wiki/PEST_analysis) , 2014 CBS course , topic 2 , page # 5 , 2014 http://en.wikipedia.org/wiki/PEST_analysis , 2014 http://www.oshad.ae/en/sectors/healthsector/Pages/ehsmsrequirements.aspx, 2014 http://www.dineshbakshi.com/igcse-business-studies/external-environment/revision-notes/63-external-environment-factors, 2014 http://en.wikipedia.org/wiki/Porter_five_forces_analysis ,7 March 2014) http://en.wikipedia.org/wiki/Porter_five_forces_analysis#Threat_of_new_entrants, 2014 http://www.strategy-formulation.24xls.com/en114 CBS course , topic 2 , page #17 , 2014 CBS course , topic 2 , page #20 , 2014 CBS course , topic 1 , page #12 , 2014 CBS Strategic Management Topic 3 Page#6 , 2014 http://healthcarestrategicadvantage.blogspot.ae/2007/11/value-chain-analysis.html , 2014 Strategic Management Unit 306 (CBS) , 2014
Thursday, January 2, 2020
Method . To Help Better Understand The Effects Of Parentsââ¬â¢
Method To help better understand the effects of parentsââ¬â¢ divorce on children I read a book call Divorce Poison and it help me to understand how important is for parents to act toward each other in a phrase of divorce and that they should reach out and get professional help. I also read an articles called ââ¬Å"The changing face of the American family: A conversation with JHU sociologist Andrew Cherlin.â⬠This articles explains how culture and economic cause the rate of divorces. In the articles Rafael Alvarez quotes from Andrew J. Cherlin about how American marriage and family life differed fundamentally from the other Western countriesââ¬âWestern Europe, Canada, Australia, New Zealand etcâ⬠¦ College graduates are getting married later and waitingâ⬠¦show more contentâ⬠¦People change. These people will argue to the successful toxic marriage to prove that they can get a divorce. However, in the interview with Rosalind Sedacca (Sedacca 2016) she explains otherwise in her interview, ââ¬Å"Should I stay in a toxic marriage for the sake of the kids--or divorce?â⬠Sedacca explained that yes people change but before parents decide to get a divorce have they really try to work things out with their partner because ââ¬Å"When youââ¬â¢re a divorced parent itââ¬â¢s a life-long commitment to co-parenting your children in the best way for them. That means learning how to cooperate and make decisions truly on their behalf.â⬠(Sedacca 2016). In fact parents selfishness leads to lack of consideration and respect. If too many important needs are neglected over time, the unloved spouse feels used or taken advantage of. When marriage partners donââ¬â¢t trust their needs will be met, they tend to meet their own needs first and become hesitant to share freely of themselves. 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